Quantivate Blog

Governance, Risk & Compliance (GRC) Education and News

Regulators Crack Down on Compliance in Financial Services
compliance in financial services
It’s a tough time to be a compliance professional in the financial services industry. A growing number of U.S. financial institutions have been hit…
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The SEC’s Record Year for Compliance Enforcement & What That Means for 2023
SEC enforcement record
The Securities and Exchange Commission (SEC) has been making headlines with a record-breaking year for enforcement in 2022. The SEC reported that it filed…
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Changing Regulatory Priorities: AML Compliance & Data Collection
AML/CFT compliance
Anti-money laundering (AML) efforts have been of great concern to both regulators and financial institutions in recent years, with a growing focus on cybercrime…
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Addressing Personal Liability for Compliance Professionals
CCO liability
Chief compliance officers face immense challenges in addressing the evolving needs and demands of compliance management. Particularly in the financial sector, compliance professionals hold…
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Compliance Pitfalls: What the CCO Needs to Know
Compliance is a monumental challenge for financial institutions. Compliance management requirements and the regulatory landscape are constantly shifting, making it paramount for organizations to…
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