Quantivate Blog

Governance, Risk & Compliance (GRC) Education and News

Regulators Crack Down on Compliance in Financial Services
compliance in financial services
It’s a tough time to be a compliance professional in the financial services industry. A growing number of U.S. financial institutions have been hit…
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The SEC’s Record Year for Compliance Enforcement & What That Means for 2023
SEC enforcement record
The Securities and Exchange Commission (SEC) has been making headlines with a record-breaking year for enforcement in 2022. The SEC reported that it filed…
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January Regulatory Compliance Briefing
January Regulatory Compliance Briefing Header
The January Regulatory Compliance Briefing includes a recap of December's five finalized changes by the CFPB and FRB and dozens of other compliance alerts…
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Risk & Compliance Concerns Remain High for Financial Institutions
risk and compliance concerns in financial services
The ability to manage risk and compliance remains top of mind for financial services organizations, according to the annual Regulatory & Risk Management Indicator survey conducted…
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Top Risk & Compliance Insights of 2022
risk and compliance insights
Best of the Quantivate Blog Revisit our most-read posts of the year in this roundup of risk and compliance insights and best practices. As…
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