Risk & Compliance Roundup: November Regulatory Brief, Mortgage Compliance
- November 14, 2024
- Quantivate
Welcome to your weekly roundup of risk and compliance management resources, brought to you by Ncontracts.
This edition covers topics including:
New from the Nsight Blog
November Regulatory Update: CFPB Guidance Piles Up and Redlining Enforcement
Explore the latest compliance news and analysis from Ncontracts’ team of regulatory experts. This month’s overview covers:
- The finalized Open Banking Rule (Section 1033) and other CFPB news
- DOJ redlining enforcement, including the first-ever credit union settlement
- More compliance news and developments from FinCEN, the OCC, and other agencies
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Compliance for Mortgage Companies: How to Avoid Top Violations
Mortgage companies face a complex compliance landscape, from RESPA and HMDA to fair lending regulations. Don’t let violations catch you off guard! This guide outlines the top compliance pitfalls for mortgage lenders and explores how automation can help solve them.
Bonus Resource
High-Risk Vendor Identification Checklist
Not sure which of your vendors need enhanced oversight? This handy checklist helps you quickly identify your high-risk or critical vendors by evaluating them across key areas including compliance, operational, strategic, reputational, and financial risk.
Related Reading | TPRM 101: What is a Critical Vendor? →